Lesson 1.5 · Unit 1 · CED topic 1.1
Heredity, environment, and the evolutionary perspective
Why are you the way you are? A person's behavior and mental processes come from an inherited biological blueprint and from everything that happens to that person after birth. The old argument over whether "nature" or "nurture" is more important has been replaced by a better question: how do the two work together? This lesson sets out the terms, shows how researchers try to pull the two influences apart, and introduces the evolutionary perspective, one of the major frameworks you will use to explain behavior throughout the course.
Learning objective.
- 1.1.A. Explain the relationship between heredity and environment in shaping behavior and mental processes.
Essential knowledge.
- 1.1.A.1. Heredity and environmental factors interact to shape behavior and mental processes.
- 1.1.A.1.i. Heredity, or “nature,” refers to genetic or predisposed characteristics that influence physical, behavioral, and mental traits and processes.
- 1.1.A.1.ii. Environmental factors, or “nurture,” refers to the external factors that one experiences, such as family interactions or education. Exclusion Statement: Specific information about genetics (genotype, phenotype, DNA, chromosomes, and recessive and dominant gene expression) is beyond the scope of the AP Psychology Exam.
- 1.1.A.2. The evolutionary perspective explores how natural selection affects the expression of behavior and mental processes to increase survival and reproductive success. Some theorists have sought to apply principles of the evolutionary perspective in ways that discriminate against others (eugenics).
- 1.1.A.3. Research on the effects of genes on individual behavior and mental processes is often conducted using twin studies, family studies, and adoption studies. 1.A 2.A
Nature, nurture, and their interaction
Heredity, or "nature," refers to the genetic or predisposed characteristics a person inherits from biological parents, which influence physical, behavioral, and mental traits and processes. Eye color is almost entirely hereditary, but so are tendencies toward certain temperaments and some risk for conditions such as depression. Environmental factors, or "nurture," refers to the external influences a person experiences: family interactions, education, nutrition, culture, friends, and chance events. The exam treats the two as interacting. Genes give a predisposition, and the environment shapes how, and whether, that predisposition shows up.
A simple example is height. Genes strongly influence how tall a child can become, but a child who is poorly fed during growth will not reach the potential that good nutrition would allow. Another is a child with a genetic tendency toward anxiety: in a calm, supportive home the tendency may never become a problem, and in a chaotic home it may. The genes and the environment are not adding up separately; they are interacting. You will see this idea again in the diathesis-stress model in Unit 5.
You do not need detailed genetics for the AP Exam. Terms such as genotype, phenotype, DNA, chromosomes, and dominant and recessive genes are beyond the scope of the exam, so concentrate on the broad idea of nature interacting with nurture and on how researchers study it.
The evolutionary perspective
The evolutionary perspective explains behavior and mental processes by asking how they helped our ancestors survive and reproduce. It rests on natural selection, the principle (from Charles Darwin) that traits that increase an organism's chances of surviving and reproducing are more likely to be passed on, so that over many generations such traits become more common in a population. Behaviors can be inherited tendencies too, so evolutionary psychologists ask what problem a behavior solved for early humans. Examples include fear of snakes and heights (which would help someone avoid danger), the bond between infant and caregiver (which keeps a helpless infant alive), and the preference for sugary and fatty foods (which were scarce and valuable sources of energy).
The perspective also has limits. Explanations can be built after the fact ("it must have helped our ancestors"), which makes them hard to test, so a hypothesis from this perspective should still be falsifiable. Natural selection acts on populations over many generations, so it does not explain why one individual acts a certain way on a given day.
The exam also asks you to know that evolutionary ideas have been misused. Some theorists have used the logic of inheritance and "fitness" to argue that some groups of people are superior to others, and have promoted discrimination against groups they judged inferior. The best-known example is eugenics, a movement that sought to improve the human population by encouraging reproduction among people thought to have desirable traits and preventing it among others. In the United States in the early twentieth century, eugenics laws led to the forced sterilization of tens of thousands of people, many of them poor, disabled, or from minority groups. The movement rested on bad science and on prejudice, and it was used to justify horrific policies in Nazi Germany. Psychology rejects it. The lesson to remember is that a scientific theory can be applied in unethical and discriminatory ways, and that you can be asked to recognize and evaluate such an application.
Studying heredity: twin, family, and adoption studies
Researchers cannot randomly assign people to have certain parents or genes, so research on the effects of genes on behavior relies on non-experimental designs that use natural relationships. Three are required.
- Twin studies compare identical (monozygotic) twins, who share essentially 100% of their genes, with fraternal (dizygotic) twins, who share on average about 50%, as ordinary siblings do. If a trait is influenced by heredity, identical twins should be more alike on it than fraternal twins, because their genes are more alike while their shared environment (same family, same age) is similar. Studies of identical twins who were separated early in life and raised in different homes are especially informative, because any similarity cannot be due to a shared upbringing.
- Family studies look at how common a trait is among biological relatives. If a trait has a genetic basis, closer relatives (parents, siblings) should be more likely to share it than distant relatives. A weakness is that relatives usually share an environment as well as genes.
- Adoption studies compare adopted children with their biological parents (who gave genes but not a home) and with their adoptive parents (who gave a home but not genes). If adopted children resemble their biological parents on a trait, heredity is implicated; if they resemble their adoptive parents, environment is implicated.
All three are correlational: each compares naturally occurring groups and measures similarity, and none can show cause and effect the way an experiment can. Researchers often summarize their results with a heritability estimate, which is a statistic about how much of the differences among people in a group can be linked to genetic differences. It is not a measure of how much of one person's trait is "genetic," and it can change when the environment changes.
Researchers at the University of Minnesota located many sets of twins who had been separated early in life and raised in different families. They brought the twins to the laboratory for several days of testing on intelligence, personality, interests, and other measures. The results showed that identical twins raised apart were strikingly similar, with correlations on IQ scores in the neighborhood of +0.70, roughly as similar as identical twins raised together and much more similar than fraternal twins. Similarities also appeared in personality and attitudes.
Reading the research: this is a correlational study of naturally occurring groups with a small, volunteer sample. Strengths include testing twins who had grown up in different homes. Limitations are that many of the twins were reunited before testing and were not randomly placed in homes (adoption agencies often placed twins in similar homes), so the "different environments" were not always very different. The data show that heredity matters; they do not show that environment does not.
These researchers raised rats from the same litters in two conditions. Some rats lived alone in bare cages; others lived in groups in cages with toys, ladders, and objects that were changed regularly. After a period of weeks the brains of the enriched rats showed a thicker cerebral cortex and other differences. Because littermates were randomly assigned to conditions, this is an experiment, with the environment (enriched or bare) as the IV and the physical features of the brain as the DV.
Reading the research: it shows that the environment can change the brain, an example of nurture acting on biology. A limitation is that it used rats, so human experience may differ.
A researcher gathers the following hypothetical data on a trait called "novelty seeking," measured on a scale from 0 to 100, for 50 pairs of each type of twin. The correlation within pairs is: identical twins raised together, \(r=+0.55\); fraternal twins raised together, \(r=+0.28\); identical twins raised apart, \(r=+0.50\). What can the researcher conclude?
Step 1, identical twins share 100% of their genes and fraternal twins share about 50%. The identical pairs are much more alike (0.55) than the fraternal pairs (0.28), though both pairs share a family environment. This points to a hereditary influence.
Step 2, identical twins raised apart (0.50) are almost as similar as those raised together (0.55). Since they did not share a home, the similarity is probably not from the same upbringing, which supports heredity again.
Step 3, the correlations are not 1.00, even for twins with identical genes. So environment, or measurement error, also plays a role.
Step 4, what is not justified: the study cannot say that heredity causes novelty seeking, because twin studies are correlational. It also cannot say what percent of any individual's novelty seeking is genetic.
For each question, name the best method among a twin study, a family study, and an adoption study. (a) Researchers want to separate the effect of the home environment from the effect of the genes inherited from birth parents. (b) Researchers compare identical and fraternal pairs on the risk of a disorder. (c) Researchers survey a large group of families to see whether a trait is more common among closer relatives.
Step 1, (a) an adoption study. Adopted children have genes from birth parents and a home from adoptive parents, so the researcher can compare resemblance to each.
Step 2, (b) a twin study, because the identical versus fraternal comparison is the defining feature.
Step 3, (c) a family study, because it looks at the pattern of a trait across relatives of different closeness.
Step 4, note that all three are non-experimental, since no one is randomly assigned to be related to someone.
- Heredity (nature) and environment (nurture) interact. Do not study genotype, phenotype, DNA, or dominant and recessive genes for this exam.
- The evolutionary perspective uses natural selection to explain behaviors that aid survival and reproduction. It can be misused to discriminate (eugenics), and you should be able to evaluate that.
- Twin studies (identical about 100% shared genes, fraternal about 50%), family studies, and adoption studies are the research designs for the effects of genes. All are correlational.
- Heritability describes group differences, not how "genetic" an individual is.
- Define heredity and environmental factors, and give one example of each.
Show answer
Heredity ("nature") is the genetic or predisposed characteristics that influence traits and processes, such as a tendency toward a certain temperament. Environmental factors ("nurture") are external influences a person experiences, such as family interactions or education.
- A researcher finds that identical twins are much more alike than fraternal twins in their risk of a mental disorder. What does that suggest, and why can't the researcher say heredity is the only cause?
Show answer
It suggests a hereditary influence, since identical twins share more genes. But the correlation between identical twins is not perfect, so the environment also matters, and the study is correlational so it cannot show cause.
- Adopted children's reading scores are more similar to those of their adoptive parents than to their biological parents. Which influence does this suggest?
Show answer
Environment (the home provided by the adoptive parents) rather than inherited characteristics.
- Explain, using natural selection, why an infant's strong attachment to a caregiver might be an inherited tendency.
Show answer
Infants who stayed close to a caregiver and signaled their needs were more likely to be fed, protected, and to survive and reproduce, so a tendency toward attachment would be passed on over generations.
- What is eugenics, and why does it illustrate misuse of the evolutionary perspective?
Show answer
Eugenics was a movement that applied ideas about inheritance to try to "improve" the population by controlling who could reproduce, which led to discrimination and forced sterilization. It used a distorted version of heredity and fitness to justify prejudice, so it is an example of applying theory in a discriminatory way.
- Why is a study of identical twins who were separated at birth especially useful for researchers on nature and nurture?
Show answer
The twins have the same genes but grew up in different environments, so similarities between them are more likely to come from heredity than from a shared upbringing.